| Austin lawyers - attorneys legal directoryTHE FREEDOM OF INFORMATION ACT 5 U.S.C. Sec. 552, As Amended by Public Law No. 104-231, 110 Stat. 2422 Newly enacted provisions that become effective on March 31, 1997 are in boldface type; new provisions that become effective on October 2, 1997 are in bold italics. Sec. 552. Public information; agency rules, opinions, orders, records, and proceedings (a) Each agency shall make available to the public information
as follows:
(1) Each agency shall separately state and currently
publish in the Federal Register for the guidance of the
public--
(A) descriptions of its central and field
organization and the established places at
which, the employees (and in the case of a
uniformed service, the members) from whom, and
the methods whereby, the public may obtain
information, make submittals or requests, or
obtain decisions;
(B) statements of the general course and method by
which its functions are channeled and
determined, including the nature and
requirements of all formal and informal
procedures available;
(C) rules of procedure, descriptions of forms
available or the places at which forms may be
obtained, and instructions as to the scope and
contents of all papers, reports, or
examinations;
(D) substantive rules of general applicability
adopted as authorized by law, and statements
of general policy or interpretations of
general applicability formulated and adopted
by the agency; and
(E) each amendment, revision, or repeal of the
foregoing.
Except to the extent that a person has actual and timely
notice of the terms thereof, a person may not in any manner be
required to resort to, or be adversely affected by, a matter
required to be published in the Federal Register and not so
published. For the purpose of this paragraph, matter
reasonably available to the class of persons affected thereby
is deemed published in the Federal Register when incorporated
by reference therein with the approval of the Director of the
Federal Register.
(2) Each agency, in accordance with published rules,
shall make available for public inspection and copying--
(A) final opinions, including concurring and
dissenting opinions, as well as orders, made
in the adjudication of cases;
(B) those statements of policy and interpretations
which have been adopted by the agency and are
not published in the Federal Register; and
(C) administrative staff manuals and instructions
to staff that affect a member of the public;
(D) copies of all records, regardless of form or
format, which have been released to any person
under paragraph (3) and which, because of the
nature of their subject matter, the agency
determines have become or are likely to become
the subject of subsequent requests for
substantially the same records; and
(E) a general index of the records referred to
under subparagraph (D);
unless the materials are promptly published and copies offered
for sale. For records created on or after November 1,
1996, within one year after such date, each agency shall make
such records available, including by computer
telecommunications or, if computer telecommunications means
have not been established by the agency, by other electronic
means. To the extent required to prevent a clearly
unwarranted invasion of personal privacy, an agency may delete
identifying details when it makes available or publishes an
opinion, statement of policy, interpretation, or staff
manual or instruction, staff manual, instruction, or copies of
records referred to in subparagraph (D). However, in
each case the justification for the deletion shall be
explained fully in writing, and the extent of such
deletion shall be indicated on the portion of the record which
is made available or published, unless including that
indication would harm an interest protected by the exemption
in subsection (b) under which the deletion is made. If
technically feasible, the extent of the deletion shall be
indicated at the place in the record where the deletion was
made. Each agency shall also maintain and make available
for public inspection and copying current indexes providing
identifying information for the public as to any matter
issued, adopted, or promulgated after July 4, 1967, and
required by this paragraph to be made available or published.
Each agency shall promptly publish, quarterly or more
frequently, and distribute (by sale or otherwise) copies of
each index or supplements thereto unless it determines by
order published in the Federal Register that the publication
would be unnecessary and impracticable, in which case the
agency shall nonetheless provide copies of an index on request
at a cost not to exceed the direct cost of duplication.
Each agency shall make the index referred to in subparagraph
(E) available by computer telecommunications by December 31,
1999. A final order, opinion, statement of policy,
interpretation, or staff manual or instruction that affects a
member of the public may be relied on, used, or cited as
precedent by an agency against a party other than an agency
only if--
(i) it has been indexed and either made
available or published as provided by
this paragraph; or
(ii) the party has actual and timely notice of
the terms thereof.
(3) (A) Except with respect to the records made
available under paragraphs (1) and (2) of this
subsection, each agency, upon request for
records which (A) (i) reasonably describes
such records and (ii) is made in accordance
with published rules stating the time, place,
fees (if any), and procedures to be followed,
shall make the records promptly available to
any person.
(B) In making any record available to a person
under this paragraph, an agency shall provide
the record in any form or format requested by
the person if the record is readily
reproducible by the agency in that form or
format. Each agency shall make reasonable
efforts to maintain its records in forms or
formats that are reproducible for purposes of
this section.
(C) In responding under this paragraph to a
request for records, an agency shall make
reasonable efforts to search for the records
in electronic form or format, except when such
efforts would significantly interfere with the
operation of the agency's automated
information system.
(D) For purposes of this paragraph, the term
"search" means to review, manually or by
automated means, agency records for the
purpose of locating those records which are
responsive to a request.
(4) (A) (i) In order to carry out the provisions of
this section, each agency shall
promulgate regulations, pursuant to
notice and receipt of public comment,
specifying the schedule of fees
applicable to the processing of requests
under this section and establishing
procedures and guidelines for determining
when such fees should be waived or
reduced. Such schedule shall conform to
the guidelines which shall be
promulgated, pursuant to notice and
receipt of public comment, by the
Director of the Office of Management and
Budget and which shall provide for a
uniform schedule of fees for all
agencies.
(ii) Such agency regulations shall provide
that--
(I) fees shall be limited to reasonable
standard charges for document search,
duplication, and review, when records are
requested for commercial use;
(II) fees shall be limited to reasonable
standard charges for document duplication
when records are not sought for
commercial use and the request is made by
an educational or noncommercial
scientific institution, whose purpose is
scholarly or scientific research; or a
representative of the news media; and
(III) for any request not described in
(I) or (II), fees shall be limited to
reasonable standard charges for document
search and duplication.
(iii) Documents shall be furnished without any
charge or at a charge reduced below the
fees established under clause (ii) if
disclosure of the information is in the
public interest because it is likely to
contribute significantly to public
understanding of the operations or
activities of the government and is not
primarily in the commercial interest of
the requester.
(iv) Fee schedules shall provide for the
recovery of only the direct costs of
search, duplication, or review. Review
costs shall include only the direct costs
incurred during the initial examination
of a document for the purposes of
determining whether the documents must be
disclosed under this section and for the
purposes of withholding any portions
exempt from disclosure under this
section. Review costs may not include any
costs incurred in resolving issues of law
or policy that may be raised in the
course of processing a request under this
section. No fee may be charged by any
agency under this section--
(I) if the costs of routine collection
and processing of the fee are likely to
equal or exceed the amount of the fee; or
(II) for any request described in clause
(ii)(II) or (III) of this subparagraph
for the first two hours of search time or
for the first one hundred pages of
duplication.
(v) No agency may require advance payment of
any fee unless the requester has
previously failed to pay fees in a timely
fashion, or the agency has determined
that the fee will exceed $250.
(vi) Nothing in this subparagraph shall
supersede fees chargeable under a statute
specifically providing for setting the
level of fees for particular types of
records.
(vii) In any action by a requester regarding
the waiver of fees under this section,
the court shall determine the matter de
novo, provided that the court's review of
the matter shall be limited to the record
before the agency.
(B) On complaint, the district court of the United
States in the district in which the
complainant resides, or has his principal
place of business, or in which the agency
records are situated, or in the District of
Columbia, has jurisdiction to enjoin the
agency from withholding agency records and to
order the production of any agency records
improperly withheld from the complainant. In
such a case the court shall determine the
matter de novo, and may examine the contents
of such agency records in camera to determine
whether such records or any part thereof shall
be withheld under any of the exemptions set
forth in subsection (b) of this section, and
the burden is on the agency to sustain its
action. In addition to any other matters
to which a court accords substantial weight, a
court shall accord substantial weight to an
affidavit of an agency concerning the agency's
determination as to technical feasibility
under paragraph (2)(C) and subsection (b) and
reproducibility under paragraph (3)(B).
(C) Notwithstanding any other provision of law,
the defendant shall serve an answer or
otherwise plead to any complaint made under
this subsection within thirty days after
service upon the defendant of the pleading in
which such complaint is made, unless the court
otherwise directs for good cause shown.
[(D) Repealed by Pub. L. 98-620, Title IV, 402(2),
Nov. 8, 1984, 98 Stat. 3335, 3357.]
(E) The court may assess against the United States
reasonable attorney fees and other litigation
costs reasonably incurred in any case under
this section in which the complainant has
substantially prevailed.
(F) Whenever the court orders the production of
any agency records improperly withheld from
the complainant and assesses against the
United States reasonable attorney fees and
other litigation costs, and the court
additionally issues a written finding that the
circumstances surrounding the withholding
raise questions whether agency personnel acted
arbitrarily or capriciously with respect to
the withholding, the Special Counsel shall
promptly initiate a proceeding to determine
whether disciplinary action is warranted
against the officer or employee who was
primarily responsible for the withholding. The
Special Counsel, after investigation and
consideration of the evidence submitted, shall
submit his findings and recommendations to the
administrative authority of the agency
concerned and shall send copies of the
findings and recommendations to the officer or
employee or his representative. The
administrative authority shall take the
corrective action that the Special Counsel
recommends.
(G) In the event of noncompliance with the order
of the court, the district court may punish
for contempt the responsible employee, and in
the case of a uniformed service, the
responsible member.
(5) Each agency having more than one member shall
maintain and make available for public inspection a
record of the final votes of each member in every
agency proceeding.
(6) (A) Each agency, upon any request for records made
under paragraph (1), (2), or (3) of this
subsection, shall--
(i) determine within twenty
days (excepting Saturdays,
Sundays, and legal public holidays) after
the receipt of any such request whether
to comply with such request and shall
immediately notify the person making such
request of such determination and the
reasons therefor, and of the right of
such person to appeal to the head of the
agency any adverse determination; and
(ii) make a determination with respect to any
appeal within twenty days (excepting
Saturdays, Sundays, and legal public
holidays) after the receipt of such
appeal. If on appeal the denial of the
request for records is in whole or in
part upheld, the agency shall notify the
person making such request of the
provisions for judicial review of that
determination under paragraph (4) of this
subsection.
(B) (i) In unusual circumstances as
specified in this subparagraph, the time
limits prescribed in either clause (i) or
clause (ii) of subparagraph (A) may be
extended by written notice to the person
making such request setting forth the
unusual circumstances for such extension
and the date on which a determination is
expected to be dispatched. No such notice
shall specify a date that would result in
an extension for more than ten working
days, except as provided in clause (ii)
of this subparagraph.
(ii) With respect to a request for which a
written notice under clause (i) extends
the time limits prescribed under clause
(i) of subparagraph (A), the agency shall
notify the person making the request if
the request cannot be processed within
the time limit specified in that clause
and shall provide the person an
opportunity to limit the scope of the
request so that it may be processed
within that time limit or an opportunity
to arrange with the agency an alternative
time frame for processing the request or
a modified request. Refusal by the
person to reasonably modify the request
or arrange such an alternative time frame
shall be considered as a factor in
determining whether exceptional
circumstances exist for purposes of
subparagraph (C).
(iii) As used in this subparagraph, "unusual
circumstances" means, but only to the
extent reasonably necessary to the proper
processing of the particular requests--
(I) the need to search for and collect
the requested records from field
facilities or other establishments that
are separate from the office processing
the request;
(II) the need to search for, collect, and
appropriately examine a voluminous amount
of separate and distinct records which
are demanded in a single request; or
(III) the need for consultation, which
shall be conducted with all practicable
speed, with another agency having a
substantial interest in the determination
of the request or among two or more
components of the agency having
substantial subject matter interest
therein.
(iv) Each agency may promulgate regulations,
pursuant to notice and receipt of public
comment, providing for the aggregation of
certain requests by the same requestor,
or by a group of requestors acting in
concert, if the agency reasonably
believes that such requests actually
constitute a single request, which would
otherwise satisfy the unusual
circumstances specified in this
subparagraph, and the requests involve
clearly related matters. Multiple
requests involving unrelated matters
shall not be aggregated.
(C) (i) Any person making a request to any agency for
records under paragraph (1), (2), or (3) of
this subsection shall be deemed to have
exhausted his administrative remedies with
respect to such request if the agency fails to
comply with the applicable time limit
provisions of this paragraph. If the
Government can show exceptional circumstances
exist and that the agency is exercising due
diligence in responding to the request, the
court may retain jurisdiction and allow the
agency additional time to complete its review
of the records. Upon any determination by an
agency to comply with a request for records,
the records shall be made promptly available
to such person making such request. Any
notification of denial of any request for
records under this subsection shall set forth
the names and titles or positions of each
person responsible for the denial of such
request.
(ii) For purposes of this subparagraph, the
term "exceptional circumstances" does not
include a delay that results from a
predictable agency workload of requests under
this section, unless the agency demonstrates
reasonable progress in reducing its backlog of
pending requests.
(iii) Refusal by a person to reasonably modify the
scope of a request or arrange an alternative
time frame for processing the request (or a
modified request) under clause (ii) after
being given an opportunity to do so by the
agency to whom the person made the request
shall be considered as a factor in determining
whether exceptional circumstances exist for
purposes of this subparagraph.
(D) (i) Each agency may promulgate regulations,
pursuant to notice and receipt of public
comment, providing for multitrack processing
of requests for records based on the amount of
work or time (or both) involved in processing
requests.
(ii) Regulations under this subparagraph may
provide a person making a request that does
not qualify for the fastest multitrack
processing an opportunity to limit the scope
of the request in order to qualify for faster
processing.
(iii) This subparagraph shall not be considered to
affect the requirement under subparagraph (C)
to exercise due diligence.
(E) (i) Each agency shall promulgate regulations,
pursuant to notice and receipt of public
comment, providing for expedited processing of
requests for records--
(I) in cases in which the person requesting
the records demonstrates a compelling need;
and
(II) in other cases determined by the agency.
(ii) Notwithstanding clause (i), regulations under
this subparagraph must ensure--
(I) that a determination of whether to provide
expedited processing shall be made, and notice
of the determination shall be provided to the
person making the request, within 10 days
after the date of the request; and
(II) expeditious consideration of
administrative appeals of such determinations
of whether to provide expedited processing.
(iii) An agency shall process as soon as practicable
any request for records to which the agency
has granted expedited processing under this
subparagraph. Agency action to deny or affirm
denial of a request for expedited processing
pursuant to this subparagraph, and failure by
an agency to respond in a timely manner to
such a request shall be subject to judicial
review under paragraph (4), except that the
judicial review shall be based on the record
before the agency at the time of the
determination.
(iv) A district court of the United States shall
not have jurisdiction to review an agency
denial of expedited processing of a request
for records after the agency has provided a
complete response to the request.
(v) For purposes of this subparagraph, the term
"compelling need" means--
(I) that a failure to obtain requested records
on an expedited basis under this paragraph
could reasonably be expected to pose an
imminent threat to the life or physical safety
of an individual; or
(II) with respect to a request made by a
person primarily engaged in disseminating
information, urgency to inform the public
concerning actual or alleged Federal
Government activity.
(vi) A demonstration of a compelling need by a
person making a request for expedited
processing shall be made by a statement
certified by such person to be true and
correct to the best of such person's knowledge
and belief.
(F) In denying a request for records, in whole or in
part, an agency shall make a reasonable effort to
estimate the volume of any requested matter the
provision of which is denied, and shall provide any
such estimate to the person making the request,
unless providing such estimate would harm an
interest protected by the exemption in subsection
(b) pursuant to which the denial is made.
(b) This section does not apply to matters that are--
(1) (A) specifically authorized under criteria
established by an Executive order to be kept secret
in the interest of national defense or foreign
policy and (B) are in fact properly classified
pursuant to such Executive order;
(2) related solely to the internal personnel rules and
practices of an agency;
(3) specifically exempted from disclosure by statute
(other than section 552b of this title), provided
that such statute (A) requires that the matters be
withheld from the public in such a manner as to
leave no discretion on the issue, or (B)
establishes particular criteria for withholding or
refers to particular types of matters to be
withheld;
(4) trade secrets and commercial or financial
information obtained from a person and privileged
or confidential;
(5) inter-agency or intra-agency memorandums or letters
which would not be available by law to a party
other than an agency in litigation with the agency;
(6) personnel and medical files and similar files the
disclosure of which would constitute a clearly
unwarranted invasion of personal privacy;
(7) records or information compiled for law enforcement
purposes, but only to the extent that the
production of such law enforcement records or
information (A) could reasonably be expected to
interfere with enforcement proceedings, (B) would
deprive a person of a right to a fair trial or an
impartial adjudication, (C) could reasonably be
expected to constitute an unwarranted invasion of
personal privacy, (D) could reasonably be expected
to disclose the identity of a confidential source,
including a State, local, or foreign agency or
authority or any private institution which
furnished information on a confidential basis, and,
in the case of a record or information compiled by
a criminal law enforcement authority in the course
of a criminal investigation or by an agency
conducting a lawful national security intelligence
investigation, information furnished by a
confidential source, (E) would disclose techniques
and procedures for law enforcement investigations
or prosecutions, or would disclose guidelines for
law enforcement investigations or prosecutions if
such disclosure could reasonably be expected to
risk circumvention of the law, or (F) could
reasonably be expected to endanger the life or
physical safety of any individual;
(8) contained in or related to examination, operating,
or condition reports prepared by, on behalf of, or
for the use of an agency responsible for the
regulation or supervision of financial
institutions; or
(9) geological and geophysical information and data,
including maps, concerning wells.
Any reasonably segregable portion of a record shall be
provided to any person requesting such record after deletion
of the portions which are exempt under this subsection.
The amount of information deleted shall be indicated on the
released portion of the record, unless including that
indication would harm an interest protected by the exemption
in this subsection under which the deletion is made. If
technically feasible, the amount of the information deleted
shall be indicated at the place in the record where such
deletion is made.
(c) (1) Whenever a request is made which involves access to
records described in subsection (b)(7)(A) and--
(A) the investigation or proceeding involves a
possible violation of criminal law; and
(B) there is reason to believe that (i) the
subject of the investigation or proceeding is
not aware of its pendency, and (ii) disclosure
of the existence of the records could
reasonably be expected to interfere with
enforcement proceedings, the agency may,
during only such time as that circumstance
continues, treat the records as not subject to
the requirements of this section.
(2) Whenever informant records maintained by a criminal
law enforcement agency under an informant's name or
personal identifier are requested by a third party
according to the informant's name or personal
identifier, the agency may treat the records as not
subject to the requirements of this section unless
the informant's status as an informant has been
officially confirmed.
(3) Whenever a request is made which involves access to
records maintained by the Federal Bureau of
Investigation pertaining to foreign intelligence or
counterintelligence, or international terrorism,
and the existence of the records is classified
information as provided in subsection (b)(1), the
Bureau may, as long as the existence of the records
remains classified information, treat the records
as not subject to the requirements of this section.
(d) This section does not authorize the withholding of
information or limit the availability of records to the
public, except as specifically stated in this section.
This section is not authority to withhold information
from Congress.
(e) (1) On or before February 1 of each year, each
agency shall submit to the Attorney General of the
United States a report which shall cover the
preceding fiscal year and which shall include--
(A) the number of determinations made by the
agency not to comply with requests for records
made to such agency under subsection (a) and
the reasons for each such determination;
(B) (i) the number of appeals made by persons
under subsection (a)(6), the result of
such appeals, and the reason for the
action upon each appeal that results in a
denial of information; and
(ii) a complete list of all statutes that the
agency relies upon to authorize the
agency to withhold information under
subsection (b)(3), a description of
whether a court has upheld the decision
of the agency to withhold information
under each such statute, and a concise
description of the scope of any
information withheld;
(C) the number of requests for records pending
before the agency as of September 30 of the
preceding year, and the median number of days
that such requests had been pending before the
agency as of that date;
(D) the number of requests for records received by
the agency and the number of requests which
the agency processed;
(E) the median number of days taken by the agency
to process different types of requests;
(F) the total amount of fees collected by the
agency for processing requests; and
(G) the number of full-time staff of the agency
devoted to processing requests for records
under this section, and the total amount
expended by the agency for processing such
requests.
(2) Each agency shall make each such report available
to the public including by computer
telecommunications, or if computer
telecommunications means have not been established
by the agency, by other electronic means.
(3) The Attorney General of the United States shall
make each report which has been made available by
electronic means available at a single electronic
access point. The Attorney General of the United
States shall notify the Chairman and ranking
minority member of the Committee on Government
Reform and Oversight of the House of
Representatives and the Chairman and ranking
minority member of the Committees on Governmental
Affairs and the Judiciary of the Senate, no later
than April 1 of the year in which each such report
is issued, that such reports are available by
electronic means.
(4) The Attorney General of the United States, in
consultation with the Director of the Office of
Management and Budget, shall develop reporting and
performance guidelines in connection with reports
required by this subsection by October 1, 1997, and
may establish additional requirements for such
reports as the Attorney General determines may be
useful.
(5) The Attorney General of the United States shall
submit an annual report on or before April 1 of
each calendar year which shall include for the
prior calendar year a listing of the number of
cases arising under this section, the exemption
involved in each case, the disposition of such
case, and the cost, fees, and penalties assessed
under subparagraphs (E), (F), and (G) of subsection
(a)(4). Such report shall also include a
description of the efforts undertaken by the
Department of Justice to encourage agency
compliance with this section.
(f) For purposes of this section, the term--
(1) "agency" as defined in section 551(1) of this title
includes any executive department, military
department, Government corporation, Government
controlled corporation, or other establishment in
the executive branch of the Government (including
the Executive Office of the President), or any
independent regulatory agency; and
(2) "record" and any other term used in this section in
reference to information includes any information
that would be an agency record subject to the
requirements of this section when maintained by an
agency in any format, including an electronic
format.
(g) The head of each agency shall prepare and make publicly
available upon request, reference material or a guide for
requesting records or information from the agency,
subject to the exemptions in subsection (b), including--
(1) an index of all major information systems of the
agency;
(2) a description of major information and record
locator systems maintained by the agency; and
(3) a handbook for obtaining various types and
categories of public information from the agency
pursuant to chapter 35 of title 44, and under this
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